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Analyst, Investment Compliance


Job Description

  • Utilise your careful, methodical, and disciplined approach to numbers
  • Draw on your knowledge of financial instruments and markets
  • Apply your custodian, fund manager or asset owner expertise to propel your career at NAB
  • CFA qualified, or dreaming of studying towards your qualification?
  • Experience using Charles River Investment Management System and HiPortfolio highly regarded.

Your new role awaits:

Our Investment Services Team are looking for an Analyst to complete mandate compliance reporting for NAB’s Superannuation, Insurance and Fund Manager clients.

With a focus on investment compliance reporting, day to day you will:

  • Prepare clients’ investment compliance reports based on identified guideline breaches, reconcile and analyse portfolio valuations, financial data and benchmarks to ensure the integrity of reports
  • Liaise with clients, fund managers and other external third parties when investigating mandate breaches

In addition to your ability to work autonomously, you will enjoy the challenge of working with highly technical concepts and be supported to work with senior team members and the management team to ensure you meet required deliverables. Comfortable in working with large amounts of data, your highly tuned eye will enable you to investigate inconsistencies of data. Your passion for producing consistently accurate reporting will be well favoured and ensure you can hit the ground running.

With your commitment, we’d hope to build upon your knowledge of portfolio guidelines, investment structures, strategies, reporting needs and client specific calculations. We hope that you’re as excited about the possibilities of 'what may be' longer term in the team for you. We’ll also support your longer-term journey by supporting your ambitions with studying towards your CFA.

Your team:

The team sits within our Corporate and Institutional team and Asset Servicing specifically provides Custody, Master Custody, Investment Administration and other related services to a range of locally and internationally domiciled clients, including federal and state government agencies and superannuation funds, investment managers, corporate and industry superannuation funds, brokers/dealers and institutional banks.

Choosing NAB to progress in your career:

You’ll have the opportunity to work with some of the industry’s best leaders and client focussed colleagues across a range of industry sectors. This role will elevate your brand with senior decision makers and key stakeholders across the Enterprise giving you the chance to springboard further career mapping and structured career progression opportunities. We will provide you with comprehensive training, a collegiate national team environment and mentoring from experienced well-rounded leaders. You will be rewarded for the expertise that you will develop in this role, which will provide you with a strong foundation of generalist banking and structured finance skills to serve you well in achieving your future career aspirations

We are committed to gender equality and are proud to be an equal opportunity employer and have a diverse and inclusive workforce. We have committed $70bn in financing to help address climate change and we also provide 2 days of paid leave each year through our employee volunteering program to support community organisations.

We support our colleagues to be their best by offering a wide range of flexible working arrangements, educational, financial, lifestyle, health & well-being benefits. For more info, please visit here.


To be eligible to apply, you must have Australian or New Zealand citizenship or permanent residency status.

Please note candidate screening methodologies and interviews may be conducted prior to the closing date of the job advert.

To help keep our community safe, candidates are required to comply with vaccine requirements outlined in state based public health orders