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Compliance Manager

Hudson - Accounting and Finance

Job Description

Compliance Manager

Compliance Manager


This role provides compliance-based advice and assistance to the business (primarily, the business's banking verticals) in key areas such as customer service, product delivery and education and training. You will help the business meet its regulatory obligations as prescribed by its Australian Financial Services License and its Australian Credit Licence.

Reporting to the General Manager of Legal & Compliance

Compliance Manager


This role provides compliance-based advice and assistance to the business (primarily, the business's banking verticals) in key areas such as customer service, product delivery and education and training. You will help the business meet its regulatory obligations as prescribed by its Australian Financial Services License and its Australian Credit Licence.

Reporting to the General Manager of Legal & Compliance:

  • Establish the compliance framework, policies, processes and systems required for the compliant operation of CTM's banking verticals and the maintenance of CTM's Australian Credit Licence.
  • Provide compliance advice to ensure business operations are compliant with applicable laws and regulatory requirements.
  • Undertake and support execution of assurance/compliance related checks of risk controls and treatments within the business.
  • Collaborate with, and support, other staff with Departmental responsibilities

Requirements:

  • Minimum 5 years' experience in a compliance or risk related role with a regulator, financial institution or similar
  • Working knowledge of credit laws, financial services law, and the financial services and credit industries
  • Experience in producing submissions to external bodies such as AFCA, ACMA and ASIC
  • Experience in producing Board and Committee reporting
  • Stakeholders management skills