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Regulatory Compliance Manager

Macquarie Group

Job Description

This is an excellent opportunity to join the ANZ Compliance Regulatory Assurance team as a Senior Analyst/Manager. You will be based in Sydney and will report to the Head of Regulatory Assurance ANZ.

The Compliance Regulatory Assurance team is responsible for delivering effective risk-based reviews to provide assurance to senior management that controls designed to mitigate regulatory risks in their business are operating effectively. The team also drives and validates the assessment of key compliance risks and controls with business stakeholders as part of the annual Risk and Control Self-Assessment Exercise and through critical control reviews. The scope of work for the team may cover any of Macquarie’s business groups, and entities in ANZ.

As our newest team member you will bring an inquisitive and analytical mindset to proactively identify and analyse issues and their root causes, propose viable solutions and have the ability to negotiate with senior stakeholders to drive business engagement and successfully communicate the results of your reviews.

You will possess excellent verbal and written communication skills and have the ability to develop relationships across various stakeholder groups, including regional compliance staff and the business. Demonstrating Initiative, possessing an open attitude to innovation and a willingness to learn and be challenged will also be critical to your success. Bringing a minimum 5 years of regulatory compliance and/or compliance assurance experience from one of the Big 4 audit firms, a financial services organisation or a financial services regulator will be an advantage.

If you are ready to join a global organisation and take your career to the next level, apply now online.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of ‘empowering people to innovate and invest for a better future’ is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.