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Senior Business Operational Risk Manager - Supervision & Conduct, Global Markets

Macquarie Group

Job Description

Back to job search Senior Business Operational Risk Manager - Supervision & Conduct, Global Markets


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Take responsibility for effective supervision of our Commodities and Global Markets group as a part of our Business Operational Risk Management (BORM) team.

Our BORM Supervision and Conduct team both partners and challenges the business with regards to the tools, controls and framework to promote effective supervision. You’ll play a vital role in our commitment to strong operational risk, conduct risk and front office supervision, supporting both the global team, with a focus on the Asia region. You could be based in either our Hong Kong or Singapore office.

Sitting within the Supervision and Conduct team, you will be part of the wider Commodity and Global Markets’ (CGM) first line of defence, which focuses on two primary objectives. Together with the team, you will be responsible for administering the CGM conduct risk program including engaging stakeholders; further embedding the related processes and reporting into the front office. Additionally, you play an active role in the design of CGM’s supervisory framework, and the design and implementation of supporting metrics, reporting and tools.

Primary responsibilities of the role will be to assist in the day-to-day operation of the CGM conduct and supervision programs including providing advice and guidance to colleagues and stakeholders, and assisting in the production of reporting decks, guidance materials, surveys, business requirements documentation and other program-centric materials. You will be engaged in reviewing and reporting on the quality of the supervision program including through in-depth supervisory reviews, outreach to management and oversight of the use of supervisory tools.

The role provides you an opportunity to work in a global cross-divisional group within CGM which includes counterparts both within Supervision and Conduct as well as the broader BORM team, and liaise with staff in New York, Houston, London and Sydney.

You will have specific knowledge of front office supervision and related rules / industry standard practice. Experience in front office compliance advisory is helpful. You will have strong interpersonal and communication (verbal and written) skills and an ability to engage with senior stakeholders within the business is a must. Experience or background in regulatory change implementation, requirements gathering / definition, project management, PowerBI, data analytics and excel is a positive.

We’re growing our team to keep pace with our continuing success / growth story. If you are excited to be a part of dynamic and successful business then please apply now!

About Commodities and Global Markets

Commodities and Global Markets provides clients with an integrated, end-to-end offering across global markets including equities, fixed income, foreign exchange and commodities.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of ‘empowering people to innovate and invest for a better future’ is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

Apply now Refer someone About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 17,000+ employees and offices in 33 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at

Job no: CGM-962091
Work type: Permanent - Full time
Location: Sydney
Category: Mid-senior, Mid-level, Compliance, Legal & Regulatory, Risk Management
Group: Commodities and Global Markets
Division: Central
Recruiter: Jessica Wardlaw
Opening Date: 20/12/2021