Meet some of our professionals


JenniferJohn


Jen has extensive experience in developing and implementing compliance management frameworks for Australian Financial Services Licensees. She helps to drive positive compliance culture change, ensuring the successful implementation of regulatory reform whilst playing a pivotal role in delivering strategic business outcomes.


John Kumar is an experienced financial services professional who specialises in enterprise governance, risk and compliance programmes. John has helped organisations deliver the FCA’s Senior Managers and Certification Regime (SMCR) programmes. Currently, John focusses on SMCR where he combines his past FCA supervisory and management consultant experience. John is experienced stakeholder management, can work in high-pressure situations and in challenging work environments.

Experienced in:

  • AFSL ComplianceCorporate Governance
  • Regulatory ProjectsRisk Management
  • AML and CTFCompliance

Previously worked for:


Julie

Julie is an experienced Compliance Professional specialising in the financial services sector. Her expertise is in building and strengthening Compliance frameworks. That means she can draft a policy before lunch, sit with the business and investigate a mishap in the afternoon, lodge breach notices, manage regulatory change, draft a board report and liaise with regulators somewhere in between.

Experienced in:

  • Compliance Frameworks
  • Operational Risk
  • AML and CTF

Previously worked for:

Vito

Vito is a highly regarded governance, risk, compliance and audit professional specialised in building and embedding strong governance and risk practices that facilitate sustainable solutions for a range of institutions. Vito has demonstrated this experience in various capacities including as an Executive Director at global audit and advisory firm Ernst & Young (EY), Acting Chief Risk Officer (Financial Crime Risk) at an Australian Big Four Bank and as the Chief Risk Officer of an Australian general insurer.

Experienced in:

  • Operational Risk
  • Corporate Governance
  • Compliance

Previously worked for: